Central securities depository

Results: 957



#Item
711Finance / Central Securities Depositories / Custodian bank / Depository Trust & Clearing Corporation / Financial economics / Financial system / Securities

FORM B CUSTODIAN AFFIDAVIT (For use in instances where a custodian bank maintains securities on deposit with The Depository Trust Company or like entity.) STATE OF

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Source URL: www.tn.gov

Language: English - Date: 2013-07-16 09:44:56
712Stock market / Equity securities / Securities / Central Securities Depositories / Dividend / Corporate finance / Depository Trust & Clearing Corporation / Mutual fund / Stock / Financial economics / Investment / Finance

Microsoft Word - handbook12.doc

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Source URL: finance.delaware.gov

Language: English - Date: 2012-02-21 12:38:26
713SEC filings / Financial system / North American Securities Administrators Association / Investment Advisers Act / Uniform Investment Adviser Law Exam / Patent attorney / Filing / United States securities law / Financial regulation / Law

UNIFORM FORMS REFERENCE GUIDE If you have questions or comments about the Form U-4 or the Form U-5, you may contact the following entities: Electronic Filing Information: Central Registration Depository (CRD)®, Web CRDS

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Source URL: www.tn.gov

Language: English - Date: 2013-02-13 10:39:01
714Business / Repurchase agreement / Federal Reserve System / Short / Security / Credit risk / Financial institution / Margin / Central bank / Finance / Financial economics / Financial markets

NCUA IRPS[removed]Repurchase Agreements of Depository Institutions with Securities Dealers and Others 11/85

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Source URL: www.ncua.gov

Language: English - Date: 2012-09-04 16:10:36
715Securities / Financial markets / Self-regulatory organizations / Central Securities Depositories / Depository Trust & Clearing Corporation / Settlement / Securities market / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Finance / Financial system

Concept Release: Securities Transactions Settlement

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Source URL: www.sec.gov

Language: English - Date: 2004-04-30 10:33:46
716Securities / Financial markets / Deutsche Börse / Eurex / Credit / Clearing house / ITraxx / Central Counterparty Clearing / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system

Microsoft Word - 32298874_1.DOC

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Source URL: www.sec.gov

Language: English - Date: 2010-11-30 11:52:53
717Securities / Central Securities Depositories / Stock market / Depository Trust & Clearing Corporation / Dividend / Oklahoma State Treasurer / Mutual fund / Financial economics / Investment / Finance

Microsoft Word - Securities Ltr.doc

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Source URL: www.ok.gov

Language: English - Date: 2013-09-30 09:47:30
718Central Securities Depositories / Securities / Collective investment schemes / Financial services / Depository Trust & Clearing Corporation / Mutual fund / Financial economics / Investment / Finance

SCHEDULE T-1-B State of New Hampshire Treasury ~ Abandoned Property Division Reporting and Remitting Securities

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Source URL: www.nh.gov

Language: English - Date: 2014-07-15 11:18:59
719Securities / Financial markets / Payment systems / Deutsche Börse / Eurex / Depository Trust & Clearing Corporation / Clearing house / Clearing / ITraxx / Financial economics / Finance / Financial system

Request for Exemptive Relief Under the Securities Exchange Act of 1934 Related to the Central Clearing of Credit Default Swaps

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Source URL: www.sec.gov

Language: English - Date: 2010-04-23 17:47:28
720Business / Central Securities Depositories / Stock market / Depository Trust & Clearing Corporation / Income tax in the United States / Income tax / Uniform Commercial Code / Settlement / Tax / Securities / Financial economics / Finance

PDF Document

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Source URL: www.treasury.ri.gov

Language: English - Date: 2011-04-08 12:59:28
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